Investment Client Srvcs Analyst - Advisory Trading - Hybrid

Role OverviewThe Advisory Trading Analyst serves as a strategic partner to financial representatives and clients, combining advanced trading knowledge with analytical insight to deliver exceptional service and optimize investment outcomes. This role focuses on trade execution, portfolio alignment, and advisory support within a dynamic, fast-paced environment.

Client Advisory & Relationship Management

• Provide consultative guidance on trading strategies and investment solutions tailored to client objectives.
• Act as a trusted resource for financial representatives, fostering strong relationships and promoting client retention.

Trade Execution & Analysis

• Execute trades across multiple asset classes-equities, ETFs, mutual funds, and fixed income-with precision and efficiency.
• Analyze trade activity and market trends to ensure alignment with client goals and regulatory standards.

Portfolio Support & Optimization

• Assist in portfolio construction and rebalancing, leveraging deep product knowledge and market insights.
• Identify opportunities to enhance portfolio performance and mitigate risk.

Operational Oversight & Compliance

• Monitor daily trading activity, ensuring timely processing and adherence to industry regulations and internal policies.
• Maintain rigorous standards for confidentiality, data security, and compliance.

Issue Resolution & Risk Management

• Collaborate across teams and external partners to resolve trade discrepancies, margin calls, and error corrections.
• Proactively identify and address potential risks impacting trade execution or client portfolios.

Technology & Process Innovation

• Utilize advanced trading platforms and analytical tools to streamline workflows and improve accuracy.
• Champion digital solutions and self-service capabilities to enhance client experience and operational efficiency.

• Education: Associate's or Bachelor's degree in Finance, Business, Economics, or related field.

  Education: Associate's or Bachelor's degree in Finance, Business, Economics, or related field.

• Experience: 2+ years in trading, investment operations, or client advisory within financial services.

  Experience: 2+ years in trading, investment operations, or client advisory within financial services.

• Knowledge: Strong understanding of equities, ETFs, mutual funds, fixed income products, and market dynamics.

  Knowledge: Strong understanding of equities, ETFs, mutual funds, fixed income products, and market dynamics.

• Skills:

  Skills:
  • Analytical and problem-solving expertise
  • Exceptional communication and interpersonal skills
  • Proficiency with trading platforms and financial software
  • Ability to manage multiple priorities in a fast-paced environment

Compensation Range:

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Geographic Specific Pay Structure:

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We believe in fairness and transparency. It's why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you're living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, click here to learn more.

Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!

Northwestern Mutual is an equal opportunity employer who welcomes and encourages diversity in the workforce. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives.

Teamwork (NM) - Advanced, Compliance (NM) - Advanced, Analytical Thinking (NM) - Advanced, Escalation Management (NM) - Advanced, Change Adaptability (NM) - Advanced, Financial Services Industry Acumen (NM) - Advanced, Root Cause Analysis & Decision Quality (NM) - Advanced, Investment Products (NM) - Advanced, Prioritization (NM) - Advanced, Policy & Procedure (NM) - Advanced, Customer Support (NM) - Advanced, Tax Awareness (NM) - Advanced, Client Advocacy (NM) - Advanced, Field Relations (NM) - Advanced, Attention to Detail (NM) - Advanced, Adaptive Communication (NM) - Advanced, Quality Acumen (NM) - Advanced, Data Security (NM) - Advanced, Insurance Products (NM) - Advanced, Policy Inquiries & Complaints Management (NM) - Advanced, Case Management (NM) - Advanced, Customer Service Mindset (NM) - Advanced

We're excited about the potential people bring to Northwestern Mutual. You can grow your career here while enjoying first-class perks, benefits, and our commitment to a culture of belonging.

• Flexible work schedules
• Concierge service
• Comprehensive benefits
• Employee resource groups